Don’t just leave a legacy. Build one.

Let Us Introduce Ourselves

NBC Securities is a full-service, independent broker/dealer and registered investment advisor that provides investment services to retail and institutional clients. We offer financial advice and solutions through a diverse menu of investment products and services.

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Let's Talk About What's Next

The actions we take and the decisions we make today will have an indelible impact on the lives of the people we love and those we leave behind. Do you believe that? Let us help you plan for what’s next. Request an appointment with one of our trusted advisors today.

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The Team

Meet our legacy builders.

NBC Securities and our independent brokers partner with clients to strategize, establish, and grow more than lasting wealth; we help build legacies. Our trusted and established industry leaders are augmented by additional team members who, like us, are focused on clients first.

MORE TEAM MEMBERS

Frank Falkenburg

Managing Director

Email (205) 421-2393

Peyton Falkenburg

Financial Advisor

Email (205) 421-2259

Monica Vercher

Manager of Client Services
& Account Operations

Email (205) 421-2752

Franklin I. Brown, Jr.

Financial Advisor

Email (205) 421-2391

Our Process

Our mission is to help your legacy thrive.

Our process is quite simple: We start by getting to know you, your family, your hopes and goals for the future; and then, we get to work making those things happen. Period.

Philosophy

If your plan is built around the things that matter most, you’ll be more likely to stick to it.

We believe that your legacy will be determined by more than money. Your dreams, talents, and passion are crucial to establishing a promising future for the people who matter most. Understanding this allows us to design financial plans and investment portfolios that aren’t just solid; they actually mean something.

Financial strategy

Understanding what’s next allows you to better prepare in the here and now.

Whether you are investing in a future for your family, or simply living your best life now, NBC Securities can help you answer some of the tough questions that come with planning what’s next: How much money will you need? When will you need it? How long will it last? Is there a better way?

Focus

Our focus areas revolve primarily around customized professional asset management and retirement plans.

Professional asset management

Customized investment strategies

Broad selection of investment tools and resources

Affordable access to professional third-party money managers

Strategic tax planning solutions

Retirement plans

Build a retirement plan strategy that fit your needs. Choose the most appropriate service provider/record keeper for your needs. Minimize risk while complying with all ERISA, federal and/or regulatory requirements. Develop investment fund options that provide a broad range of participant choice. Measure the success of your program with ongoing review and communication.

Why NBC Securities

Our financial consultants average over 20 years of industry experience.

NBC Securities is an employee-owned advisory firm committed to building relationships as we build wealth and help our clients achieve their financial goals.

We’re not just financial advisors. We’re legacy builders.

Our goal is to provide a remarkable experience for the people we serve, so that the legacies of our families, friends, and neighbors are enabled and empowered to reach their full potential.

Realizing potential is the difference between making an impact and making a difference. Being a legacy builder means developing true relationships and creating meaningful connections that extend beyond a handshake or a year-end report. We genuinely care for the lives we touch and the lives they touch, every day.

When asked “Why NBC Securities?” all we have to do is look to our people. Each team member at NBC Securities shares the same goal: to help our clients reach theirs. It’s as simple as that. Contact us today to see how NBC Securities can better prepare you and your loved ones for what’s next, now!

Let us help you plan for what’s next. Speak with an advisor.

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Capabilities

Partnering with NBC Securities allows clients access to some of the most experienced and respected money managers in the country.

Our independent advisors are trained to assess a client’s goals and objectives first — to gain the knowledge necessary to provide advice, counsel, and recommendations from a wide choice of investment alternatives.